SEC Continues to Police Confidentiality Provisions for Theoretical Whistleblower Suppression
Trading Secrets
JANUARY 24, 2024
Morgan Securities, LLC (“JPMS”) for allegedly including overbroad release provisions in settlement agreements. And, as we previously blogged , the SEC historically had limited enforcement activity for Rule 21F-17(a), with roughly 14 enforcement actions between 2015 and 2021.
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