Trading Secrets

JANUARY 24, 2024

Morgan Securities, LLC (“JPMS”) for allegedly including overbroad release provisions in settlement agreements. And, as we previously blogged , the SEC historically had limited enforcement activity for Rule 21F-17(a), with roughly 14 enforcement actions between 2015 and 2021. with respect to such communications.”

Confidentiality 52

Confidentiality Cease and Desist Settlement Social Media 52

LexBlog IP

JANUARY 24, 2024

Morgan Securities, LLC (“JPMS”) for allegedly including overbroad release provisions in settlement agreements. And, as we previously blogged , the SEC historically had limited enforcement activity for Rule 21F-17(a), with roughly 14 enforcement actions between 2015 and 2021. with respect to such communications.”

Confidentiality 52

Confidentiality Cease and Desist Settlement Social Media 52

Trading Secrets

AUGUST 17, 2022

Specifically, the rule provides that “[n]o person may take any action to impede an individual from communicating directly with the Commission staff about a possible securities law violation, including enforcing, or threatening to enforce, a confidentiality agreement. with respect to such communications.”.

Confidentiality 122

Confidentiality Cease and Desist Government Reporting 122