SEC Continues to Police Confidentiality Provisions for Theoretical Whistleblower Suppression
LexBlog IP
JANUARY 24, 2024
Morgan Securities, LLC (“JPMS”) for allegedly including overbroad release provisions in settlement agreements. As part of the order, JPM agreed to pay an $18 million file and to cease and desist from any further violations of Rule 21f-17(a). with respect to such communications.”
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