SEC Continues to Police Confidentiality Provisions for Theoretical Whistleblower Suppression
Trading Secrets
JANUARY 24, 2024
The rule broadly prohibits any person from taking any action to prevent an individual from contacting the SEC directly to report a possible securities law. As part of the order, JPM agreed to pay an $18 million file and to cease and desist from any further violations of Rule 21f-17(a). with respect to such communications.”
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