SEC Continues to Police Confidentiality Provisions for Theoretical Whistleblower Suppression
Trading Secrets
JANUARY 24, 2024
Morgan Securities, LLC (“JPMS”) for allegedly including overbroad release provisions in settlement agreements. The Securities and Exchange Commission (“SEC”) levied an $18 million fine against J.P. with respect to such communications.” However, Rule 21f-17(a) does not create a private right of action.
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