SEC Continues to Police Confidentiality Provisions for Theoretical Whistleblower Suppression
Trading Secrets
JANUARY 24, 2024
The rule broadly prohibits any person from taking any action to prevent an individual from contacting the SEC directly to report a possible securities law. Another SEC official also commented that “[t]hose drafting or using confidentiality agreements need to ensure that they do not include provisions that impede potential whistleblowers.”
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